
Dr. Louis L. Ortmayer
"Making tough choices in an era of constraints, thinking globally, thinking
pluralistically, thinking in terms of consensus, thinking of partners rather than
dependents, thinking multilaterally -- these do not come naturally to Americans.
We sometimes fantasize that others will provide the money and that we will enjoy the
power and privileges. Alas, with burden sharing will come unsettling new issues of
power sharing and glory sharing."
--Peter Peterson, Council on Foreign Relations
The American Foreign Policy course seeks to combine a substantive focus on contemporary
American foreign policy decision making and analysis with the context of the case
method approach to learning. The course is a recent Political Science offering
developed in conjunction with a Pew/Harvard Fadculty Fellowship in International
Affairs.
The course incorporates the case-study approach as a means to explore both the
traditional topics of American foreign policy (decision making, institutions,
presidential and congressional powers, etc.) with the insights of particular applied
policy issues (defense and arms control, trade policy, sanctions, intervention, ethics
in foreign policy....). In the process of such exposure to the case approach, it is
hoped that students will:
The course will operate on the premise that much of the power of case learning comes
from small group study preparation, class discussion and interaction, and the
willingness of participants to explore new ideas and learn from others' analysis
and points of view. Small groups sessions, formal case discussions, reflections on
theoretical and background materials, and the writing assignments all attempt to
underscore and intensify this perspective.
The following are required texts and readings for the course:
Glenn P. Hastedt, American Foreign Policy: Past, Present, Future 3rd ed., (Prentice-Hall, 1996)
Harvard, Kennedy School of Government Case Studies:
Frederick Donovan, "Changing the Rules: President Reagan's SDI Decision"
Ole R. Holsti, "The Cuban Missile Crisis: A Trade for Soviet Missiles in Cuba for American Missiles in Turkey?"
Louis L. Ortmayer and Lorie K. Logan, "Clinton, China and MFN"
Louis L. Ortmayer, "Earth Summit: George Bush at Rio"
Washington Post (National Weekly Edition)
In addition, selected readings will come from the following:
Barbara Kellerman and Ryan J. Barilleaux, The President as World Leader
(NY: St. Martin's, 1991)
Eugene Wittkopf, The Domestic Sopurces of American Foreign Policy: Insights and Evidence
(NY: St. Martin's, 1994)
It is strongly recommended that students consult regularly and read as extensively as
possible in the major scholarly journals and periodicals focusing on American foreign
policy:
Foreign Affairs, Foreign Policy, Washington Quarterly, Orbis, World Politics, International Security,
Congressional Quarterly, World Policy, Congressional Digest, The Washington Monthly,
National Journal, New Republic, SAIS Review, Brookings Review, International Affairs.
Students will be expected to avail themselves of the national, foreign policy, and
international news reporting of one (or more) of the primary national news dailies:
(and news weeklies and broadcast news)
Christian Science Monitor,
New York Times, Washington Post, Los Angeles Times.
The primary criteria of course evaluation will be student preparation, discussion
and participation, and critical thought and analysis. The focus of the course is the
case method approach to learning, a highly interactive environment which necessitates
careful reading of the cases and materials, a willingness by student participants to
engage the issues and explore ideas, and effort to improve critical skills. Therefore,
a prominent part of the final evaluation will be constructive participation
(15%--including peer evaluations) and small-group preparation. Case study discussions
will take place during classes on Monday and Wednesday, with case de-briefings on the
latter day, leaving Friday sessions to consideration of general and theoretical
literature, and to analysis of the wider context of policy to which the cases relate.
Four types of writing assignments will be used:
(Required readings indicated in parentheses)
I. Introduction: Overview and Perspective
Aug. 25 Case: "Deadman's Curve or "What's the Case Method About?"
II. Post-World War II Setting and Political Context
Aug. 27 Case: "The Two Oaths of Richard Helms" (Hastedt ch. 6 and 1; Rai: Intro; R: Schlesinger: "Back to the Womb?")
III. Presidential Preeminence in U.S. Foreign Policy
Sept. 1 Case: "Changing the Rules: President Reagan's SDI Decision"
IV. Bureaucratic Context and Bureaucratic Politics
Sept. 8 Case: "The United States-Japan FSX Fighter Agreement"
V. Congressional-Executive Relations
Sept. 15 Case: "The Fall of Marcos"
VI. National Security Policy I: U.S. - Soviet Relations (The Cold War) POL 346
Sept.22 Case Study: "The Cuban Missile Crisis"
VII. The National Interest and National Securitv in a Post-Cold War World
Sept.29 Case: "Hamstrung Over Haiti: Returning The Refugees"
VIII. Foreign Policy, Public Opinion, and Interest Groups
Oct. 6 Case: "Clinton, China, and MFN"
IX. Sources of American Foreign Policy: Reconsideration
Oct. 15 Textbooks and Critics (R: Shalom, "Sources of U.S. Foreign Policy"; Hastedt,
"American National Style"; Hastedt, "Models of Policy Making")
Oct. 17 MID-TERM EXAM
X. International Economic Policy
Oct. 20 Case: "Through the Looking-Glass: U.S. - Japan Conflict Over Luxury Autos"
XI. Current Policy: Definition, Operationalization, Action
Oct. 27 Case: "Who's at the Helm(s)? The U. N. Debt Deal"
XII. Instruments of Foreign Policy: Sanctions and South Africa
Nov. 3 Case: "The U.S. And South Africa: The Sanctions Debate of 1985")
XIII. Post-Cold War Agendas:
Nov. 10 Case: "Confronting Cuba: Helms/Burton or 'Normalization'?"
XIV. International Economic Policy II: Foreign Assistance and Engagement
Nov. 17 Case: Rosner, "Assistance to Russia and NIS"
XV. New Foreign Policy Agendas
Dec. 1 Case: "Earth Summit: George Bush at Rio"
XVI. New Agendas of Foreign Policy II: Intervention
Dec. 5 Case: "Bosnia......."
XVII. Fitting the Pieces Together: Puzzle Solved, or Created?
A case is a narrative of an actual, or realistic, problem that typically portrays
policymakers confronted with the need to make a decision. Teaching cases present
information, but not analysis; your task is to supply the latter, as well as to
advocate a solution. Moreover, unlike the assignments to which you are probably
accustomed, and which tend to be relatively solitary exercises, we will use in-class
discussion to develop a solution to the problem posed in the case.
You should find case learning an enjoyable and active experience. But unless you have
used cases in other courses, you may find that you need to learn some new skills.
Studying cases may seem frustrating. Like the situations faced by real lpolicymakers,
information provided in the case may be ambiguous, complex, or incomplete. Generally a
case has no single "correct" answer; there are only choices, some better, some worse,
and all open for discussion and interpretation.
Second, class discussion of cases may appear intimidating to some of you, and working
together in a group to solve a problem may be unfamiliar to many of you. Learning with
cases also involves your active participation. Unlike traditional lectures, where the
material presented by the professor may find its way to your notebook with little
conscious intervention on your part, case discussion demands your ideas and
participation. Rather than being a passive "desk potato," just observing the knowledge
transmission process, cases require you to learn by doing analysis and recommending
action.
The more carefully you prepare for these class sessions, the more intellectually
useful, interesting, and fun you will find them (and, most likely, the better the
grade you will receive for this part of the course). Preparing for in-class
discussion of cases is likely to require significantly more effort than you might
anticipate. One approach many students find helpful is working in small groups;
while this method is recommended, bear in mind that all work handed in for study
questions or the final examination must represent your work only. The preparation
work you do will significantly improve your ability to participate in class discussion.
1. Read the case quickly the first time to get a sense of it. What can you learn
from the title, headings, and outline? What do the introduction and conclusion reveal
about the problem?
2. If this is a case requiring a decision, who is the key decision maker? What
decision does she or he have to make? What are his or her objectives? What other
actors are there in this case? What are their objectives?
3. Reread the case carefully, underlining, highlighting, or noting key facts. If
the case is complicated, you might want to write out a chronology of key events.
4. Try to identify the key problems on a piece of paper. Then go through the case
again, sorting out the relevant information for each problem. What are the resources
and constraints associated with each problem?
5. What are the possible courses of action for the decision maker? Endeavor to
identify and rank alternative policies. What are the likely short and long term
consequences of the policies that you have identified?
6. Use the study questions as a guide. Develop answers to them, preferably in
writing. Remember that often there is no single right or wrong answer to a question.
**Over the course of the semester, you must hand in your answers to the study
questions (no more than one page, typed for each set) four times: twice before the
mid-term, and two times after. You may select which study questions you hand in
toward your participation grade.
At the heart of learning from cases is the discussion in class. This is a collective
exercise. You might think of the class as a team of professional colleagues, perhaps
a group of government ministers of a departmental working group, that has been asked
to work together on a problem.
1. Be prepared to present your ideas forcefully, and to support them with as much
care and persuasion as you can. At the same time, be equally prepared to listen to
the comments of your classmates, and to treat others with respect. This is not shock
radio; name calling and other incivilities are not acceptable. Keep an open mind,
and do not hesitate to incorporate the ideas of other students, or to change your mind.
2. Do not wait too long to get involved in the discussion. The longer you wait to
participate, the harder it is likely to seem to become involved. I may call on
you at any time, or ask you to play the role of a particular actor in the case.
3. If you want to raise an issue that is completely different from the one the
class is discussing, consider waiting until the class is ready to move to another
issue. Alternatively, if you feel that you need to interject your point (particularly
if you feel the class is moving off onto a tangent) try to do so by linking your
comments to those of others.
4. Try to be alert to ways to keep the class discussion moving toward a solution
to the case. Although this may take some practice, try to find opportunities to build
on the comments of others.
5. Do not hesitate to admit confusion, ask for clarification, or simply be wrong.
Most of us do not like to do any of these, but bear in mind that by doing so, you may
help the group stay focused on the problem.
A principal writing and analysis assignment for the course will involve the
selection of a current foreign policy issue by the student, ultimately designed to
structure a policy recommendation to an appropriate decision maker in the American
foreign policy environment. The student will analyze the issue in sequential writing
projects, focusing in turn on:
The purpose of the sequential writing is to provide a context for close
faculty-student interaction and directive and suggestive comments by which the
student will understand the complexity of current issues and also the need for
clarity and conciseness in the poilcy making process.
The assignment is done in four drafts, with further ongoing refinement encouraged.
The main purpose is to guide the student during the semester through a comprehensive
and ordered reasoning process preparatory to reaching an action-oriented
recommendation, all done concisely in only ten to twelve pages of final product.
This task requires condensing a great deal of essential information and a broad
perspective into a short and carefully reasoned evaluative essay. The sequential
nature of the project's four parts provides for frequent instructor-student
interaction on substance and style, to promote the students' integrative and critical
skills as they work to produce the final complete and polished draft, which is the
final one to be graded.
A. The sequence of the assignment follows these lines. The student first works on
an empirical analysis of the issue in about three pages, emphasizing the nature,
significance, causes, effects, dynamics, and trends of the current situation.
Historical coverage itself must be kept quite limited, but knowledge of the
historical dimensions of the matter must be incorporated as background to
evaluation throughout the entire essay. The first section is due several weeks
after topic selection and is returned with comments by the instructor. The most
common observations tend to direct the students to use a more concise and smoother
style, to favor interpretive trend analysis over details and descriptive chronology,
to deepen and broaden the analysis, and to improve on the title in view of the
ultimate policy purpose and target. Sources should be properly and fully cited
from the start, preferably in endnotes because of the deliberate space strictures
in the assignment.
B. The second three-page draft considers the normative aspects and is due about
three weeks after the empirical draft. The emphasis here is on eliciting the student's
assessment of the scope of ethical concerns and multiple group interests at stake,
through perception of the terms of the ongoing debate on the issues inherent in the
topic. A useful organization is often a pro-con format that frames the issues, the
interest and value positions, or the alternatives briefly and clearly. Observations
about the normative draft usually request the student to frame the issues and U. S.
interests more completely and explicitly and to clarify the nations goals (as a lead-in
to the third section).
C. The third draft is a three-page policy analysis. The student uses the draft to
refine ideas in the empirical and normative stages in order to present the most
realistic, specific, and applicable action plans possible, directed to the designated
actor named from the start in the form of possible options. Students usually find
this culmination of the paper to be the most challenging, because it places them
vicariously in the position of a responsible policymaker faced with limited options,
limited resources, and limited control over the situation. The policy section also
invites conjectural thinking. The instructor evaluates this action plan according to
the degree to which the recommendations are spelled out clearly and seem to be broadly
feasible, informed by what is actually occurring in the real-world situation, and in
line with the flow and conclusions of the previous two sections. The most common
suggestions at this point call for more explicitness in defining the preferred outcome
and in elaboration of steps toward achieving it.
D. Near the semester's end, the final ten-to-twelve-page paper is due, to be given a
final grade. It is to be a blended synthesis of the earlier revisions, with
transitions smoothly providing, in order, the logical sequence of
Topic: September 19
POL 346
Fall 1997
Scope and Purpose of the Course
Kul B. Rai, David F. Walsh and Paul J. Best, America in the 21st Century: Challenges and Opportunities in Foreign Policy (Prentice-Hall, 1997)
Jeremy D. Rosner, The New Tug-of-War: Congress, the Executive Branch and National Security (Washington: Brookings, 1995)
Reader: Domestic Politics, institutions, Personality and American Foreign Policy, (selected articles, 1997)
Mark Lilla, "The Two Oaths of Richard Helms" (C14-83-525.0)
Pew Case Program in International Affairs: Institute for the Study of Diplomacy
William E. Kline, "The Fall of Marcos"
Pamela Varley, "The U.S. And South Africa: The Sanctions Debate of 1985"
Louis L. Ortmayer, "The U.S.-Japanese FSX Fighter Agreement"
Louis L. Ortmayer and Joanna Flinn, "Hamstrung Over Haiti: Returning the Refugees"
Louis L. Ortmayer, "Mission Possible: U.S. Intervention in Haiti"
Louis L. Ortmayer, "Confronting Cuba: Helms-Burton or 'Normalization'?"
Louis L. Ortmayer, "Through the Looking Glass: U.S.-Japan Conflict Over Luxury Autos"
Louis L. Ortmayer, "Who's at the Helm(s)? The United Nations Debt Deal"
(Case Study Method: Sharon A. McDade, "An Introduction to the Case Study Method:
Preparation, Analysis and Participation")
A. Trends and Guidelines
B. Institutions and Issues
C. Policy in a Democratic, Pluralist, Open Society
D. Policy in a New International (Dis)Order
A. Presidential Interests and Stakes
B. Presidential Powers
C. Presidential Primacy
D. Presidents and Consensus? Running the Executive Branch
(Hastedt ch. 7, pp. 374-76, 378-385); R: S. Ambrose, "The Presidency and Foreign
Policy"; Tom Daschle, "The WaterÕs Edge")
A. Policy and Policy Making
B. Players, Barriers and Competition
C. Setting and Grabbing the Agenda
D. Implementing Foreign Policy
(Hastedt ch. 9; R: Hermann and Preston, "Presidents and Their Advisers";
R: Snow & Brown, "Reagan, Bush, Clinton")
A. Implied Powers, Legislated Powers, and War Powers
B. Oversight and Micromanagement
C. Partisanship and the Conduct of Foreign Policy
(Hastedt, ch 8; R: Lindsay "Congress and Foreign Policy: Avenues of Influence"; Lindsay, "Congress and the Use of Force...")
A. Cuban Missile Crisis .. Decision Making
B. Models of Foreign Policy Making (Rational Actor?)
C. From Containment to Wary Engagement
D. Bilateral Relations and Foreign Policy Coordination
(Hastedt, "Decision-Making Case Studies: CMC; and ch. 4; handouts; Rai ch. 2; Video:"The Missiles of OctoberÓ [7-9:30 p.m., Sept. 23] )
A. Regional Conflicts and a New World Order (?)
B. Domestic Constraints on Foreign Policy
C. Constraints on the Use of Force
D. Formulating and Implementing Policy
(Hastedt ch. 3; handouts; Rai: ch. 1; video: "Haiti: House on Fire" [7:00-8:00, Sept. 29]; R: Haass, "Military Intervention")
A. Congress and Interest Groups
B. Special Interests and the National Interest
C. Strategic Policy and Electoral Pressures
D. Trade Policy or Foreign Policy?
(Hastedt ch. 5; R: Snow & Brown, "Congress and the Politics of Trade")
A. American "National Style"
B. Style and Its Consequences
C. Alternative Assessments and Critique
1: Policy Making and Perspective
A. Free Trade and Protectionism
B. Special Interests, Public Agenda, and Policy
C. "Intermestic" Politics
D. Trade & Negotiation with Japan: Interdependence
(Hastedt ch. 14; Rai ch. 5,3)
A. Defining Interests
B. Assessing Interests, Assessing Threats
C. Reconciling Options and Objectives
D. Analyzing Foreign Policy Decisions
(Rai ch. 6, 8; handouts)
A. Determining the National Interest
B. "Constructive Engagement' vs. Complexity
C. Formulating Sanctions and Implementation
D. Policy Assessment: Goals and Consequences
(Hastedt, ch 1; R: Ivan Eland, "Economic Sanctions as Tools of Foreign Policy")
A. New "Friends," Old "Enemies"
B. "Normalization" or Confrontation?
C. Legislating Foreign Policy?
D. Changing Parameters of the Post-Cold War World
(Hastedt, ch. 12-13; handouts; Rai ch. 7)
A. Assistance and Budget Battles
B. Implementing National Security Objectives
C. Congressional Feed-Back
D. "In the Pipeline," or "Lost in Transit"?
(Rosner - all; Hastedt ch. 14 [foreign aid]; Rai ch. 4)
A. Environmentalism
B. Population
C. Global Issues
D. Challenges to "New Thinking"
(Rai ch. 9; handouts)
A. No More "Somalias"
B. Haiti Reprise, Bosnia Encore
C. Military Intervention: Costs/Objectives
(Hastedt ch. 15; handouts)
Dec. 8-10:
A. "Scorecard" on Clinton's Foreign Policy
B. Agendas for the Future
Draft A: September 26
Draft B: November 7
Draft C: November 24
Final Policy Brief December 10